Recent articles
Should I do ATT?
Good evening, I'm deciding whether to study ATT alongside AAT.I'm currently finishing up AAT L2 with a local college and my long-term ambition is to get on the ACA/CTA pathway with a reputable employer. My question is; is it worth doing the ATT qualification alongside...
Paper Tax Returns
I have a couple of (ex Civil Service) clients who still need to submit paper tax returns. I understood that online filing was now availalbe to all. However, whenever I try to file online, I am never successful. I have contacted my software supplier but they do not...
CIOT proposes overhaul to its qualification exams
The Chartered Institute of Taxation (CIOT) has launched a consultation into the future of the Chartered Tax Adviser (CTA) qualification, proposing a modernised structure for aspiring tax professionals. Heralded by many in the biz, including lifelong tax afficionado...
SEC Adopts Changes to Narrow Broker-Dealer Exemptions to FINRA Membership
May 5, 2025 By Courtney K. Corallo, CPA, Business Assurance & Advisory Services Senior Manager Over-the-counter securities transactions are subject to oversight by FINRA On August 23, 2023, the Securities and Exchange Commission (SEC) adopted amendments that...
Broker-Dealer Audit Inspections: Key Insights from the PCAOB
May 2, 2025 By Courtney K. Corallo, CPA, Business Assurance & Advisory Services Senior Manager PCAOB inspection report findings can be a useful resource for broker-dealers Per the most recent FINRA Industry Snapshot Report, there were 3,378 broker-dealers...
Switching 401(k) Providers – How to Change Recordkeepers, Custodians and Payroll Providers
Switching your 401(k) plan providers can be a complicated affair. Changing to a new recordkeeper, custodian or payroll provider can have a direct impact on your 401(k) plan audit, requiring thorough planning to keep both current and upcoming audits moving smoothly...